A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities ...

The Consumer Financial Protection Bureau has issued a proposed rule aimed at protecting the privacy of the public when using ...

As Donald Trump begins his transition to become president, there are questions about the fate of tech companies, as well as ...

New rules that push IT firms providing "critical" services to the U.K.'s financial sector to share more data about ...

Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect data, the Consumer Financial Protection Bureau (CFPB) said in a lawsuit ...

A Berkshire Hathaway unit that is a major lender to people buying mobile homes intentionally failed to qualify borrowers, the Consumer Financial Protection Bureau (CFPB) alleged in a complaint. As a ...

Goya Foods announced the appointment of Jesús Vázquez as its new general counsel. Before embarking on a legal career, Vázquez spent seven years in the aerospace industry, specifically as a guidance ...

The Goldman Sachs Group announced the appointment of Alex Golten as chief risk officer of the firm. Golten most recently served as head of market risk and finance risk. He has also been the firm’s ...

Nearly three years after Russia invaded Ukraine, numerous U.S. sanctions imposed on Russia-based companies connected to the war effort have made doing business in the country fraught with unseen risks ...

Portuguese bank Novo Banco, S.A., fired Chief Risk Officer Carlos Jorge Ferreira Brandão “with just cause” after an internal probe discovered “suspicious financial transactions” in his sphere. In an ...

Business services and consulting company Guidepost Solutions announced the appointment of Paxos Head of Compliance Gabriel Hidalgo as managing director. He brings more than 25 years of experience as a ...

Real estate investment trust Welltower announced that Matthew McQueen has been appointed chief legal officer after previously serving as executive vice president – general counsel. McQueen joined ...