State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.

Legislation named after an Iowan killed in a drunken driving crash by an immigrant who was not legally authorized to be in ...

The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Investors are appraising Trump policies' likely impact on stocks on the last trading day before the inauguration.

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.