When sending Wells Notices, the Enforcement staff will provide the recipient(s) with at least four weeks to make Wells Submissions, particularly in complex cases. While the prior practice was ...
Our White Collar, Government & Internal Investigations Team examines recent Securities and Exchange Commission (SEC) reforms to enhance fairness and transparency in the Wells process by expanding ...
Securities and Exchange Commission Chairman Paul Atkins in a recent speech stressed the need for a fair and transparent Wells process, a message that was encouraging to attorneys whose jobs involve ...
A CFTC Wells notice is a formal notification from the Commodity Futures Trading Commission (CFTC) indicating that its staff is recommending an enforcement action. The same process is used by the ...
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