A unit of insurance giant American International Group has agreed to pay $40 million over allegations its disclosures — and lack thereof — cost public school teachers and mutual fund clients millions ...
The firm was also charged with mutual fund share class violations. The Securities and Exchange Commission (SEC) has charged Houston-based VALIC Financial Advisors Inc. (VFA) in a pair of actions for ...
VALIC Financial Advisors Inc. has agreed to pay $40 million in two separate actions brought by the SEC for failing to disclose to teachers and other investors practices that generated millions of ...
VALIC Financial Advisors, a unit of American International Group, agreed to pay $40 million to settle charges filed by the SEC alleging it failed to disclose conflicts of interest and investment ...