On November 25, 2019, the SEC proposed a new exemptive rule under the Investment Company Act of 1940—Rule 18f-4—intended to overhaul the current regulatory framework governing the use of derivatives ...
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A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
In December 2015, the Securities and Exchange Commission (the SEC) proposed a new Rule 18f-4 under the Investment Company Act of 1940 (the 1940 Act) that would, if adopted, affect the ability of ...
Derivatives rules first introduced in December 2015 have come up on the SEC’s spring 2018 regulatory agenda, with a recommendation the rules be revisited. Rules on the use of derivatives for ...
WASHINGTON—The Securities and Exchange Commission is taking another stab at regulating the use of derivatives by investment funds, after an attempt by the Obama administration to establish stricter ...
In January 2020 the "futility exception" will return. Florida law has long followed the rule that the law will not require a futile act. The rule has been applied in a wide variety of circumstances: ...
(Reuters) -- India's markets regulator late on Monday issued fresh rules for monitoring intraday positions in equity derivatives. The Securities and Exchange Board of India has been reassessing the ...
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