The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their ...

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

Peter Gratton, Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, economics, and public policy. Peter began covering markets at Multex (Reuters) and has ...

Asset managers WisdomTree and Halo Investing have launched Halo-WisdomTree Structured Income Strategy, a defined outcome separately managed account strategy. The partnership pairs WisdomTree’s asset ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...