A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...

The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...

On Oct. 28, 2020, the Securities and Exchange Commission (SEC) voted to adopt a new rule (Rule 18f-4) and other related amendments, significantly altering the regulatory framework for derivatives use ...

Only a handful of the nation’s largest credit unions dabble in derivatives, but proposed changes from the National Credit Union Administration could give federally chartered institutions another tool ...

In early 2021, the central pillar of the G20’s reform of the OTC derivatives market went into effect. While the legislation aimed to enhance financial stability and reduce bilateral exposure, it has ...

The Financial Accounting Standards Board issued a proposed accounting standards update to request public comments on possible changes to two of its standards. The proposed ASU, released Tuesday, aims ...

Two senators charged with shaping new rules to oversee the vast, unregulated over-the-counter derivatives market said Friday that they have failed to reach agreement on the legislation, considered a ...