The Ontario Securities Commission (OSC) has finalized its new rule that aims to implement aspects of globally agreed derivatives markets reforms. The OSC Thursday published OSC Rule 91-506 Derivatives ...
On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince ...
The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
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